Legislation relevant to the regulation of MiFID Investment Firms is listed below. Where the links provided are to www.irishstatutebook.ie, users should note the disclaimer on the Irish Statute Book website. The following list is not exhaustive and is intended to serve as a general guide only.

Acts

• Investment Intermediaries Act 1995
• Investor Compensation Act 1998
• Markets in Financial Instruments and Miscellaneous Provisions Act 2007

Statutory Instruments

Statutory Instruments relating to the transposition of the Capital Requirements Directive

• S.I. No. 660 of 2006 European Communities (Capital Adequacy of Investment Firms) Regulations 2006
• S.I. No. 661 of 2006 European Communities (Capital Adequacy of Credit Institutions) Regulations 2006
• S.I. No. 797 of 2007 European Communities (Licensing and Supervision of Credit Institutions) (Amendment) Regulations, 2007
• S.I. No. 475 of 2009 European Communities (Credit Institutions) (Consolidated Supervision) Regulations 2009
• S.I. No. 514 of 2009 European Communities (Capital Adequacy of Credit Institutions) (Amendment) Regulations, 2009
• S.I. No. 515 of 2009 European Communities (Capital Adequacy of Investment Firms) (Amendment) Regulations, 2009
• S.I. No. 625 of 2010 European Union (Directive 2010/76/EU) Regulations 2010
• S.I. No. 627 of 2010 European Communities (Directive 2009/111/EC) Regulations 2010
• S.I. No. 637 of 2011 European Union (Credit Institutions) (European Supervisory Authorities) Regulations, 2011

Statutory Instruments relating to the transposition of the Markets in Financial Instruments Directive

• S.I. No. 60 of 2007 European Communities (Markets in Financial Instruments) Regulations 2007
• S.I. No. 663 of 2007 European Communities (Markets in Financial Instruments) (Amendment) Regulations 2007
• S.I. No. 773 of 2007 European Communities (Markets in Financial Instruments) (Amendment) Regulations (No. 2) 2007
• S.I. No. 299 of 2012 European Union (Markets in Financial Instruments) (Amendment) Regulations 2012

Acquiring Transactions

• S.I. No. 206 of 2009 European Communities (Assessment of Acquisitions in the Financial Sector) Regulations 2009

Other Statutory Instruments

• S.I. No. 267 of 1996 Supervision of Credit Institutions, Stock Exchange Member Firms and Investment Business Firms Regulations 1996
• S.I. No. 853 of 2004 European Communities (Distance Marketing of Consumer Financial Services) Regulations 2004 
• S.I. No. 730 of 2007 Markets in Financial Instruments and Miscellaneous Provisions Act 2007 (Commencement) Order 2007 

EU Legislation

Capital Requirements Directive

• 2006/48/EC - consolidated version incorporating CRD II and CRD III 
• 2006/49/EC - consolidated version incorporating CRD II and CRD III
• 2006/48/EC
• 2006/49/EC
• 2009/27/EC
• 2009/83/EC 
• 2009/111/EC - CRD II
• 2010/76/EU - CRD III
• 2011/89/EU

MiFID Related Legislation

• 2004/39/EC - consolidated version amended on 5 September 2007
• 2004/39/EC
• 2006/31/EC
• 2006/73/EC
• No 1287/2006 Commission Regulation (EC)

Acquiring Transactions

• 2007/44/EC

Other EU Legislation

• 2010/78/EU - Omnibus 1 Directive
• 1093/2010 - Regulation establishing the European Banking Authority (EBA)
• 1095/2010 - Regulation establishing the European Securities and Markets Authority (ESMA)