Publicity Notices - Settlement Agreements 

   Publications - [Displaying results 1 - 3 of 3]
DateTitle and Description
Settlement Agreement between the Central Bank of Ireland and John D. O'Connor t/a John D. O'Connor Financial Services06/03/2013Settlement Agreement between the Central Bank of Ireland and John D. O'Connor t/a John D. O'Connor Financial Services
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 6 March 2013 with John D. O’Connor T/A John D. O’Connor Financial Services, a regulated financial service provider, in relation to a breach of the European Communities (Insurance Mediation) Regulations 2005 (as amended).
Settlement Agreement between the Central Bank of Ireland and C&C Group plc01/02/2013Settlement Agreement between the Central Bank of Ireland and C&C Group plc
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 1 February 2013 with C&C Group Plc in relation to breaches, between 2 January 2008 and 29 January 2009, of the insider list requirements of the Market Abuse (Directive 2003/6/EC) Regulations 2005 (as amended) and the Market Abuse Rules issued by the Central Bank in February 2006 and September 2008.
Settlement Agreement between the Central Bank of Ireland and MacDonagh Boland Crotty MacRedmond Limited t/a Aon MacDonagh Boland22/01/2013Settlement Agreement between the Central Bank of Ireland and MacDonagh Boland Crotty MacRedmond Limited t/a Aon MacDonagh Boland
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 22 January 2013 with MacDonagh Boland Crotty MacRedmond Limited t/a Aon MacDonagh Boland, a regulated financial services provider, in relation to breaches of the Handbook for Authorised Advisors and the Consumer Protection Code (2006).