Publicity Notices - Settlement Agreements 

   Publications - [Displaying results 1 - 9 of 9]
DateTitle and Description
Settlement Agreement between the Central Bank of Ireland and Seamus McGrath t/a Seamus McGrath Financial Services17/10/2014Settlement Agreement between the Central Bank of Ireland and Seamus McGrath t/a Seamus McGrath Financial Services
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 17 October 2014 with Seamus McGrath t/a Seamus McGrath Financial Services, a regulated financial services provider, in relation to a breach of the European Communities (Insurance Mediation) Regulations 2005.
The Central Bank of Ireland has entered into a Settlement Agreement with E. Tarrant & Sons (Car Sales) Limited16/10/2014The Central Bank of Ireland has entered into a Settlement Agreement with E. Tarrant & Sons (Car Sales) Limited
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 16 October 2014 with E. Tarrant & Sons (Car Sales) Limited, a regulated financial services provider, in relation to a breach of the European Communities (Insurance Mediation) Regulations 2005.
Settlement Agreement between the Central Bank of Ireland and Bank of Montreal Ireland plc29/05/2014Settlement Agreement between the Central Bank of Ireland and Bank of Montreal Ireland plc
The Central Bank of Ireland (the “Central Bank”) has entered into a Settlement Agreement with effect from 21 May 2014 with Bank of Montreal Ireland p.l.c. (the “Firm”), a regulated financial services provider, in relation to prescribed contraventions of the European Communities (Capital Adequacy of Credit Institutions) Regulations 2006 (S.I. 661/2006) (as amended) (the “2006 Regulations”) and of the European Communities (Licensing and Supervision of Credit Institutions) Regulations 1992 (S.I. 395/1992) (the “1992 Regulations”).
Settlement Agreement between the Central Bank of Ireland and Squared Financial Services Limited21/05/2014Settlement Agreement between the Central Bank of Ireland and Squared Financial Services Limited
The Central Bank of Ireland (the “Central Bank”) has entered into a Settlement Agreement with effect from 16 May 2014 with Squared Financial Services Limited (the “Firm”), a regulated financial services provider, in relation to contraventions of the European Communities (Capital Adequacy of Credit Institutions) Regulations 2006 (S.I. 661 of 2006) (the “Capital Adequacy Regulations”) and the European Communities (Markets in Financial Instruments) Regulations 2007 (S.I. 60 of 2007) (the “MiFID Regulations”).
Settlement Agreement between the Central Bank of Ireland and FBD Insurance plc08/05/2014Settlement Agreement between the Central Bank of Ireland and FBD Insurance plc
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 8 May 2014 with FBD Insurance plc, a regulated financial services provider, in relation to breaches of regulatory requirements contained in the Consumer Protection Code 2006.
Settlement Agreement between the Central Bank of Ireland and LGT Capital Partners (Ireland) Limited 31/03/2014Settlement Agreement between the Central Bank of Ireland and LGT Capital Partners (Ireland) Limited
The Central Bank of Ireland (the “Central Bank”) has entered into a Settlement Agreement with effect from 28 March 2014 with LGT Capital Partners (Ireland) Limited (the “Firm”), a regulated financial services provider, in relation to contraventions of the European Communities (Capital Adequacy of Investment Firms) Regulations 2006 (S.I. 660 of 2006) (the “Capital Adequacy Regulations”) and the European Communities (Markets in Financial Instruments) Regulations 2007 (S.I. 60 of 2007) (the “MiFID Regulations”).
Settlement Agreement between the Central Bank of Ireland and Anthony Henneberry t/a Anthony Henneberry Financial Services14/03/2014Settlement Agreement between the Central Bank of Ireland and Anthony Henneberry t/a Anthony Henneberry Financial Services
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 14 March 2014 with Anthony Henneberry t/a Anthony Henneberry Financial Services, a regulated financial services provider, in relation to a breach of the European Communities (Insurance Mediation) Regulations 2005.
Settlement Agreement between the Central Bank of Ireland and UniCredit Bank Ireland plc13/03/2014Settlement Agreement between the Central Bank of Ireland and UniCredit Bank Ireland plc
The Central Bank of Ireland (the “Central Bank”) has entered into a Settlement Agreement with effect from 13 March 2014 with UniCredit Bank Ireland p.l.c. (the “Firm”), a regulated financial services provider, in relation to prescribed contraventions of the European Communities (Capital Adequacy of Credit Institutions) Regulations 2006 (S.I. 661/2006) (as amended) (“the 2006 Regulations”) and of the European Communities (Licensing and Supervision of Credit Institutions) Regulations 1992 (S.I. 395/1992) (“the 1992 Regulations”).
Settlement Agreement between the Central Bank of Ireland and Ava Capital Markets Limited06/03/2014Settlement Agreement between the Central Bank of Ireland and Ava Capital Markets Limited
Settlement agreement with Ava Capital Markets Limited