Publicity Notices - Settlement Agreements 

   Publications - [Displaying results 1 - 3 of 3]
DateTitle and Description
Settlement Agreement between the Central Bank of Ireland and LGT Capital Partners (Ireland) Limited 31/03/2014Settlement Agreement between the Central Bank of Ireland and LGT Capital Partners (Ireland) Limited
The Central Bank of Ireland (the “Central Bank”) has entered into a Settlement Agreement with effect from 28 March 2014 with LGT Capital Partners (Ireland) Limited (the “Firm”), a regulated financial services provider, in relation to contraventions of the European Communities (Capital Adequacy of Investment Firms) Regulations 2006 (S.I. 660 of 2006) (the “Capital Adequacy Regulations”) and the European Communities (Markets in Financial Instruments) Regulations 2007 (S.I. 60 of 2007) (the “MiFID Regulations”).
Settlement Agreement between the Central Bank of Ireland and UniCredit Bank Ireland plc13/03/2014Settlement Agreement between the Central Bank of Ireland and UniCredit Bank Ireland plc
The Central Bank of Ireland (the “Central Bank”) has entered into a Settlement Agreement with effect from 13 March 2014 with UniCredit Bank Ireland p.l.c. (the “Firm”), a regulated financial services provider, in relation to prescribed contraventions of the European Communities (Capital Adequacy of Credit Institutions) Regulations 2006 (S.I. 661/2006) (as amended) (“the 2006 Regulations”) and of the European Communities (Licensing and Supervision of Credit Institutions) Regulations 1992 (S.I. 395/1992) (“the 1992 Regulations”).
Settlement Agreement between the Central Bank of Ireland and Ava Capital Markets Limited06/03/2014Settlement Agreement between the Central Bank of Ireland and Ava Capital Markets Limited
Settlement agreement with Ava Capital Markets Limited