ESMA Guidelines and Recommendations

Report on investment firms

ESMA Guidelines and Recommendations

Date: 23 February 2016
On 14 December 2015, the European Securities and Market Authority (ESMA) cooperated with the European Banking Authority (EBA) in the development of an EBA report on investment firms. This report was issued in response to a call for advice by the European Commission on the prudential requirements applicable to investment firms addressed to EBA in December 2014. For further information please see here.