Introduction to Investment Firms

Notice I COVID-19 - Prudential Regulatory Flexibility Measures

Find details of applicable extensions and postponements, as well as details of the Central Bank's application of relevant announcements by the European Supervisory Authorities. Find out more. (21 April 2020)

The Central Bank authorises two types of Investment Firms. Information on each type of Investment Firm is available by clicking on the appropriate link below:

In determining whether a proposed application falls for authorisation under the IIA or MIFID, applicants are advised to seek legal advice prior to submitting a formal application for authorisation.

Unlike a MiFID investment firm, investment business firms authorised under the IIA can only provide a limited range of services and cannot passport their services to other EEA jurisdictions.

The Central Bank of Ireland’s Register contains a list of all financial service providers currently regulated by the Central Bank.

Please also see our Overview of Business Processes webpage for further information.

New PRISM Impact Metric Data Report AMIB | xls 162 KB

Please note: This is the current version of the return titled ‘New PRISM Impact Metric Data Report AMIB’ and it covers two quarterly periods only (to 31 March 2020 and to 30 June 2020).