Industry Funding Levy Information for Investment Firms
A regulated entity falling within any of the below sub-categories of Investment Firms authorised by the Central Bank shall be liable to pay the levy corresponding to its impact category as set out in Table 1 below.
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Table 1
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Levy payable per Impact Category
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Investment Firms
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High
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Medium High
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Medium Low
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Low
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D1
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Designated Fund Managers
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€1,813,792
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€906,896
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€180,287
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€23,046
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D2
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Receipt and Transmission of Orders and/or Provision of Investment Advice
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D3
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Portfolio Management; Execution of Orders
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D4
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Own Account Trading; Underwriting on a Firm Commitment Basis
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D5
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Stock Exchange Member Firms
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D6
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Firms authorised under the Investment Intermediaries Act, 1995 that are not captured in any other levy category
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D9
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High Volume Algorithmic Trading Firms
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D10
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Market Infrastructure Firms
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D11
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Investment firms authorised in another EEA state which have established a branch in Ireland
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€23,046
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CAR
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Client Asset Levy: D1 to D10 as above, where subject to Client Asset Requirements (CAR) shall pay a supplementary levy
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€449,484
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€224,742
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€44,678
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€6,263
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BRRD
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BRRD Admin Levy: Investment Firms within the meaning of Regulation 3 of the European Union (Bank Recovery and Resolution) Regulations, 2015 shall pay a supplementary administration levy
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€110,637
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€109,120
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€21,693
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€10,846
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Read more on the annual levying process.