Industry Funding Levy Information for Investment Firms 

A regulated entity falling within any of the below sub-categories of Investment Firms authorised by the Central Bank shall be liable to pay the levy corresponding to its impact category as set out in Table 1 below.

Table 1

 

Levy payable per Impact Category

Investment Firms

 

High

Medium High

Medium Low

Low

D1

Designated Fund Managers

 

 

 

 

€1,675,756

 

 

 

 

€837,878

 

 

 

 

€166,567

 

 

 

 

€21,292

D2

Receipt and Transmission of Orders and/or Provision of Investment Advice

D3

Portfolio Management; Execution of Orders

D4

Own Account Trading; Underwriting on a Firm Commitment Basis

D5

Stock Exchange Member Firms

D6

Firms authorised under the Investment Intermediaries Act, 1995 that are not captured in any other levy category

D9

High Volume Algorithmic Trading Firms

D10

Market Infrastructure Firms

D11

Investment firms authorised in another EEA state or the UK operating in Ireland on a branch basis.

 

€21,292

CAR

Client Asset Levy: D1 to D10 as above, where subject to Client Asset Requirements (CAR) shall pay a supplementary levy

 

€567,545

€283,772

€56,412

 

€7,908

BRRD

BRRD Admin Levy: Investment Firms within the meaning of Regulation 3 of the European Union (Bank Recovery and Resolution) Regulations, 2015 shall pay a supplementary administration levy

€162,000

€159,779

€31,763

€15,882

Read more on the annual levying process.