Legislation

Legislation for the safeguarding of client assets and investor money is set out below. Where the links provided are to www.irishstatutebook.ie, users should note the disclaimer on the Irish Statute Book website. The following list is not exhaustive and is intended to serve as a general guide only. 

Investment Firms Regulations 

  • S.I. No. 604 of 2017 Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Investment firms Regulations 2017