Regulatory Requirements and Guidance

Client Asset Guidance 

The Central Bank has published Guidance for Investment Firms to assist industry in interpreting the Client Asset Regulations.

Guidance on Client Asset Regulations for Investment Firms March 2015 | pdf 1487 KB

Investor Money Regulations  

The Central Bank has published Guidance for Fund Service Providers to assist Industry in interpreting the Investor Money Regulations.

Investor Money Requirements Guidance_December 2018 | pdf 846 KB

On 10 December 2018, the Central Bank published the second edition of the Investor Money Q&A.

Investor Money Requirements Questions and Answers_December 2018 | pdf 677 KB