Regulatory Requirements and Guidance

Client Asset Guidance 

The Central Bank has published Guidance for Investment Firms to assist industry in interpreting the Client Asset Regulations.

Guidance on Client Asset Regulations for Investment Firms March 2015 | pdf 1487 KB

Investor Money Regulations  

The Central Bank has published Guidance for Fund Service Providers to assist Industry in interpreting the Investor Money Regulations.

Guidance on Investor Money Regulations for Fund Service Providers March 2016 | pdf 1377 KB

On 5 October 2015, the Central Bank published the first edition of the Investor Money Q&A.

Investor Money Q&A | pdf 592 KB