CP135 - Consultation on Competent Authority Discretions in the Investment Firms Directive and the Investment Firms Regulation


Overview

Description

This consultation seeks stakeholders’ views on the proposed treatment of competent authority discretions set out in the Investment Firm Directive (“IFD”) and the Investment Firm Regulation (“IFR”) and includes proposed changes to the general reporting requirements for investment firms to align with the new reporting regime under IFD/IFR.

CP Number : CP135
Date : 14 January 2021
Closing Date : 26 March 2021

Consultation Paper Document

CP135 Consultation on Competent Authority Discretions in the IFD and IFR | pdf 711 KB