CP71 Client Asset Regulations & Guidance



The proposed Regulations and Guidance aim to enhance the Central Bank’s client asset regime by minimising the risk of loss or misuse of client assets while the firm is a going concern and in the event of the insolvency of a firm to return those assets to clients as efficiently and cost effectively as possible.

CP Number : CP71
Date : 02 August 2013
Closing Date : 31 October 2013

Consultation Paper Document

CP71 Consultation Paper - Client Asset Regulations Guidance 2 August 2013 | pdf 684 KB

Feedback Statement

Feedback Statement on CP71 | pdf 851 KB

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