CP11 - Financial Services Regulation: Comprehensive Framework of Standards for testing the probity and competence of Directors and Managers of Financial Services Firms


Overview

Description

This consultation paper sought views on the fitness and probity standards that should be applied to individuals holding certain roles in authorised entities.

CP Number : CP11
Date : 28 February 2005
Closing Date : 30 April 2005

Consultation Paper Document

CP11 - Financial Services Regulation: Comprehensive Framework of Standards for testing the probity and competence of Directors and Managers of Financial Services Firms | pdf 659 KB