Legislative Requirements and Guidance Guidance for Brokers / Retail Intermediaries, Debt Management Firms

Note: The information on this page applies to some sectors only. Check the information for your sector.

Legislation

Act

The Central Bank Reform Act 2010

Regulations and Codes

Principle Regulations 2011 (S.I. No. 437 of 2011)

Amending Regulations 2011 (S.I. No.615 of 2011)

Central Bank Reform Act 2010 (Procedures Governing the Conduct of Investigations) Regulations 2012

Amending Regulations 2014 (S.I. No. 394 of 2014)

Amending Regulations 2015 (S.I. No 545 of 2015)

Consumer Protection Codes

Introduction to Minimum Competency and the Minimum Competency Code

List of PCFs and CFs

Guidance