S.I. No. 60 of 2017 Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Investment Firms) Regulations 2017

Investment Firms

Date: 13 March 2017
On 13 March 2017, the Central Bank published the Central Bank Investment Firms Regulations. The Central Bank Investment Firms Regulations consolidate into one location all of the requirements which the Central Bank imposes on certain Investment Firms. They supplement existing legislative requirements, in particular the European Communities (Markets in Financial Instruments) Regulations 2007 and the Investment Intermediaries Act 1995. The Central Bank has also published Guidance and Q&A to assist firms in complying with these requirements.