ESMA updates its MiFID II Q&As

MiFID Firms

Date: 23 June 2017

On 31 May 2017, the European Securities and Markets Authority (ESMA) updated its Q&As on practical questions regarding the implementation of Market in Financial Instruments Directive (MiFID II).

The updated Q&As include new answers regarding:

The purpose of this document is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR. The Q&A mechanism is a practical convergence tool used to promote common supervisory approaches and practices. It should also help investors and other market participants by providing clarity on the requirements. ESMA will periodically review these Q&As and update them where required.

More information:

MiFID Firms