ESMA reminds firms of the MiFID II rules on reverse solicitation

MiFID Firms

Date: 19 January 2021
On 13 January 2021, the European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, issued a Public Statement to remind firms of the MiFID II requirements on the provision of investments services to retail or professional clients by firms not established or situated in the European Union (EU).