ESMA reports on NCAs’ use of sanctions under MiFID II

MiFID Firms
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Date: 23 July 2019
On 17 July 2019, the European Securities and Markets Authority (ESMA), the EU’s securities markets’ regulator, published its first report concerning sanctions and measures imposed under MiFID II by National Competent Authorities (NCAs). 
More Information Link: https://www.esma.europa.eu/