ESMA publishes latest updates to MiFIDII/MiFIR investor protection Q&As

MiFID Firms

Date: 06 October 2017

On 3rd October 2017, the European Securities and Markets Authority (ESMA) added 12 new Q&As to its Questions and Answers (Q&A) document on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR).

The new Q&As cover the topics of client categorisation, post-sale reporting, recording of telephone conversations and electronic communications, best execution, and information on costs and charges.