ESMA Guidelines and Recommendations

ESMA Q&A on MiFID II and MiFIR investor protection topics

ESMA Guidelines and Recommendations

Date: 04 November 2016

On 10 October 2016, ESMA published a Q&A on MiFID II and MiFIR investor protection topics. The purpose of this document is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR in relation to investor protection topics. It provides responses to questions posed by the general public, market participants and competent authorities in relation to the practical application of MiFID II and MiFIR.

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