Adverse Assessments

About Adverse Assessments

Assessments into alleged contraventions of the Securities Markets Regulations are conducted by one or more assessors appointed by the Central Bank

An Adverse Assessment is an assessment made by the assessor(s) in which the assessor(s) decide(s) that a prescribed contravention of the Securities Markets Regulations by the assessee is being or has been committed.   The Adverse Assessment will include the sanctions, if any, to be imposed on the assessee.

Further information on the assessment regime can be found on our Securities Markets Regulations Assessment page.

Adverse Assessments