Introduction to the ORION Authorisation Process

The following is a general overview of the ORION Applications Process.

The principal criteria for assessing applications for authorisation are the:

• Acceptability and transparency of the ownership of the financial service provider
• Fitness and probity of individual directors and senior management 
• Adequacy of proposed capital to be invested 
• Adequacy of internal controls and risk management systems 
• Level of resources and expertise of staff 

You can also learn more about the Fitness and Probity process, the Industry Funding Levy, and the Administrative Sanctions regime, which are relevant to all prospective and current financial services providers, on their respective pages.

ORION User Access

ORION Release Notes

ORION Comment's User Guide