Legislative Requirements and Guidance for Regulated Financial Service Providers

Note: The information on this page applies to some sectors only. Check the information for your sector.

Legislation

Act

The Central Bank Reform Act 2010

Regulations and Codes

Principal Regulations 2011 (S.I. No. 437 of 2011)

Amending Regulations 2011 (S.I. No.615 of 2011)

Central Bank Reform Act 2010 (Procedures Governing the Conduct of Investigations) Regulations 2012

Amending Regulations 2014 (S.I. No. 394 of 2014)

Amending Regulations 2015 (S.I. No 545 of 2015)

Amending Regulations 2020 (S.I. No 410 of 2020)

Amending Regulations 2022 (S.I. No 169 of 2022)

Corporate Governance and Consumer Protection Codes

Introduction to Minimum Competency and the Minimum Competency Code (Note: the onus is on Regulated Financial Service Providers to determine if the Minimum Competency Code applies.)

List of PCFs and CFs

Guidance