Regulatory Requirements and Guidance
The Central Bank has issued guidance on a number of topics to assist users of the UCITS Regulations, listed below.
UCITS PERMITTED MARKETS
UCITS PROSPECTUS DISCLOSURES
UCITS ACCEPTABLE INVESTMENTS IN OTHER INVESTMENT FUNDS
UCITS STRUCTURED PRODUCTS AND COMPLEX TRADING STRATEGIES- PROSPECTUS DISCLOSURE
UCITS ELIGIBLE ASSETS
DIRECTORS OF UCITS MANAGEMENT COMPANIES AND UCITS INVESTMENT COMPANIES – RESIGNATION
UCITS FINANCIAL INDICES
UCITS AND AIF MANAGEMENT, ADMINISTRATION/TRANSFER AGENT AND INVESTMENT MANAGEMENT AGREEMENTS
UCITS AND AIF THIRD PARTY APPROVAL AND FUND AUTHORISATION PROCESSES
UCITS AND AIF EUROPEAN CENTRAL BANK REPORTING REQUIREMENTS FOR MONEY MARKET FUNDS
UCITS AND AIF SHARE CLASS HEDGING
UCITS FINANCIAL DERIVATIVE INSTRUMENTS AND EFFICIENT PORTFOLIO MANAGEMENT
UCITS PERFORMANCE FEES
UCITS ASSET VALUATION
DIRECTOR TIME COMMITMENTS INDUSTRY LETTER
UMBRELLA FUNDS - CASH ACCOUNTS HOLDING SUBSCRIPTION, REDEMPTION AND DIVIDEND MONIES
The UCITS Q&A sets out answers to queries likely to arise in relation to UCITS. It is published in order to assist in limiting uncertainty. It is not relevant to assessing compliance with regulatory requirements. You should check the website from time to time in relation to any matter of importance to you to see if the position has altered.
On 13 March 2017, the Central Bank published a sixteenth Edition of the UCITS Q&A. Existing question, ID 1056 - Central Bank (UCITS) Regulations- Transitional arrangements, is amended as a consequence of the publication of the Central Bank (Supervision and Enforcement Act) 2013 (Section 48(1))(Investment Firms) Regulations 2017.
UCITS Q&A Sixteenth Edition
All previous versions of the Q&A are available here.