Application Forms for UCITS

The Application Form(s) required depends on:

  • The legal form of the UCITS (e.g. unit trust, investment company, common contractual fund)
  • The structure of the UCITS (e.g. an umbrella / standalone fund) 
  • The approval required (full UCITS or compartment (sub-fund(s) applications)
  • If your application is to be submitted through ORION, please use these application forms.

UCITS Application Forms

Section 1 – Information (June 2019) | doc 521 KB Section 2 - Prospectus (June 2019) | doc 598 KB Section 3 - Memorandum and Articles of Association (June 2019) | doc 914 KB Section 3 - Deed of Constitution (June 2019) | doc 1352 KB Section 3 - Instrument of Incorporation (June 2019) | doc 348 KB Section 4 - Trust Deed (June 2019) | doc 1364 KB Section 5 - Depositary Agreement (June 2019) | doc 783 KB Section 6 - Management Agreement (May 2018) | doc 403 KB Section 7 - Administration Agreement (May 2018) | doc 364 KB Section 8 - Investment through Subsidiaries (May 2018) | doc 416 KB Section 9 - Investment Management Agreement (May 2018) | doc 373 KB Section 10 - Sub-Funds Supplement (June 2019) | doc 1159 KB Section 11 - Distribution Agent Agreement (May 2018) | doc 378 KB Section 12 - Authorisation day checklist (June 2019) | doc 374 KB UCITS Application Form Section 13 Risk Management Process | doc 303 KB Authorisation Day Cover Page (May 2018) | doc 22 KB

Money Market Fund

Money Market Fund Regulation Cover Page (July 2018) | doc 21 KB Section 1 Money Market Fund Regulation - Information (October 2018) | doc 364 KB Section 2 - Money Market Fund Regulation - Prospectus (July 2018) | doc 344 KB Section 3 - Money Market Fund Regulation - Constitutional Document (July 2018) | doc 327 KB