Forms

Please note that if your application is to be submitted through ORION, please use the

Retail Investor Alternative Investment Funds (RIAIFs)

Section 1 - RIAIF Application Form (October 2018) | doc 325 KB Section 2 - RIAIF Prospectus (May 2018) | doc 1797 KB Appendix 1 – Money Market RIAIF (May 2018) | doc 444 KB Appendix 2 – Guaranteed RIAIF (May 2018) | doc 102 KB Appendix 3 – Valuation (May 2018) | doc 495 KB Appendix 4 – Fund of unregulated funds (May 2018) | doc 134 KB Appendix 5 – Fund investing in other funds (May 2018) | doc 114 KB Appendix 6 – Real Estate RIAIFs (May 2018) | doc 123 KB Appendix 7 – Venture, Development, Private Equity RIAIF (May 2018) | doc 94 KB Section 3 RIAIF Memorandum & Articles of Association (May 2018) | doc 996 KB RIAIF Deed of Constitution (May 2018)  | doc 1367 KB RIAIF Trust Deed (May 2018) | doc 1341 KB RIAIF Instrument of Incorporation (May 2018) | doc 1010 KB Section 4 – RIAIF Depositary Agreement (May 2018) | doc 744 KB Section 5 – Administration, Transfer Agent Agreement (May 2018) | doc 326 KB Section 6 - Management Agreement (May 2018) | doc 365 KB Section 7 – Investment Management Agreement (May 2018) | doc 348 KB Section 8 – Investment through Subsidiaries (May 2018) | doc 358 KB Section 9 - RIAIF Sub-fund Supplement (May 2018) | doc 413 KB Section 10 – Investment Limited Partnership Agreement (May 2018) | doc 946 KB Section 11 – Distribution, Payment Agent, Representative Agreement (May 2018) | doc 392 KB Section 12 - AIFM Agreement (May 2018) | doc 376 KB Section 13 - Risk Management Process (May 2018) | doc 304 KB Section 14 - RIAIF Authorisation Day Checklist (October 2018) | doc 400 KB

Qualifying Investor Alternative Investment Funds (QIAIFs)

QIAIF ONR Access Request (May 2018) | doc 359 KB Sections 1 and 2 - QIAIF Application Form (May 2018) | doc 1272 KB Section 3 QIAIF Memorandum & Articles of Association (May 2018) | doc 676 KB QIAIF Deed of Constitution (May 2018) | doc 851 KB QIAIF Trust Deed (May 2018) | doc 863 KB QIAIF Instrument of Incorporation (May 2018) | doc 344 KB Section 4 – Depositary Agreement (May 2018) | doc 741 KB Section 5 - Agreements with Third Parties (May 2018) | doc 434 KB Section 6 – Distribution, Payment Agent, Representative Agreement (May 2018) | doc 368 KB Section 7 – Investment through Subsidiaries (May 2018) | doc 355 KB Section 8 - QIAIF Sub-Fund Application Form (May 2018) | doc 398 KB Section 9 – Investment Limited Partnership Agreement (May 2018) | doc 663 KB

Money Market Fund

Money Market Fund Regulation Cover Page (July 2018) | doc 21 KB Section 1 Money Market Fund Regulation - Information (October 2018) | doc 364 KB Section 2 - Money Market Fund Regulation - Prospectus (July 2018) | doc 344 KB Section 3 - Money Market Fund Regulation - Constitutional Document (July 2018) | doc 327 KB