Regulatory Requirements for Regulated Financial Service Providers (with the exception of credit unions)

Legislation

Act

The Central Bank Reform Act 2010 | pdf 310 KB

Regulations and Codes

Fitness and Probity Standards (Code issued under Section 50 of the Central Bank Reform Act 2010) (2014) | pdf 741 KB Principle Regulations 2011 (S.I. No. 437 of 2011) | pdf 103 KB Amending Regulations 2011 (S.I. No.615 of 2011) | pdf 61 KB Central Bank Reform Act 2010 (Procedures Governing the Conduct of Investigations) Regulations 2012 | pdf 53 KB Amending Regulations 2014 (S.I. No.394 of 2014) | pdf 1615 KB Amending Regulations 2015 (S.I. No. 545 of 2015) | pdf 1353 KB

Corporate Governance and Consumer Protection Codes

Introduction to Minimum Competency and the Minimum Competency Code

List of PCFs and CFs 

List of Pre-Approval Controlled Functions | pdf 195 KB List of Controlled Functions | pdf 41 KB

Guidance

Guidance on Fitness and Probity standards 2018 | pdf 984 KB Guidance on Investigations under Part 3 of the Central Bank Reform Act 2010 (2011) | pdf 984 KB Guidance on Fitness and Probity Amendments 2014 | pdf 753 KB Fitness and Probity - Frequently Asked Questions 2018 | pdf 1111 KB IQ SAMPLE Template | pdf 1000 KB Online IQ User Manual | pdf 2329 KB